Sunday, January 7, 2018

Ferry Erdmann: article "Buddhism as a religion"



‘Buddhism as a religion’ was originally gepublished in Dutch in: INDIA INSTITUUT BULLETIN 2004, p.25-34. This new English version dates from 2008
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                                                                                                                           Buddhism as a religion 

                                                                                                                                           The Development of Buddhism: from Shakyamuni to Dalai Lama                                                  

Ferry Erdmann                                                                                                                   2008



Introduction
The total number of Buddhists in the world today is over 400 million.  This amounts to about six [1]percent of the global population, making Buddhism one of the four 'great world religions'.   It is practised in a large number of Asian countries: India, Nepal, Bhutan, China (incl. Tibet and Inner-Mongolia), Japan, North and South Korea, Taiwan and in Sri Lanka, Myanmar (Burma), Thailand, Laos, Cambodja and Vietnam.  There are also a considerable number of adherents in Western countries.
In the first part of this article, a summary is given of the three most important developments or currents in Buddhism.  They are consecutively:  A) the old theravada Buddhism, B) the 'big-hearted' large vehicle or mahayana Buddhism and, therein, C) the esoteric tantrayana Buddhism. The most important concepts en terminology will be explained in their context.
It is often argued that Buddhism is principally atheistic[2] and rational, therefore rather a pragmatic philosophy or a  way of life than a religion.  However, the use of a scientific definition of religion, can lead to a different conclusion.  The second part of the lecture reviews this issue.

The Development of Buddhism
A)      Theravada                   
 Buddhism begins in the sixth century B.C. with the historical Buddha, Siddhartha Gautama, titled Shakyamuni (sage of Shakya kin).   His immediate family was the royal house of Koshala, a small Hindu[3] kingdom on the present frontier of North India and Nepal.  Its southern neighbour state was Magadha at the river Ganges in the region of Patna, Gaya and Varanasi.  This period was most likely one of infrastructural improvement, flourishing trade and urbanization.  It must have brought about new professional groups in crafts, trade and services, which had no place in the existing caste structure.  Among these groups various new religious movements are surmised to have had the occasion to rise, our Buddha Shakyamuni being the leader of one of them.
Since the beginning, the heart of Buddhism consists of the triratna, 'triple gem': buddha (the enlightened mind), dharma (the doctrine) and sangha (the community of monks).  The doctrine or teachings were not written down until more than a century later in the contemporary North Indian colloquial Pali language.[4]  This 'Pali-canon' consists of three parts , the 'three baskets' (tripitaka): a. sutra's, the teachings of the Buddha himself, b. vinaya, rules for the monks, and c. abidamma, commentaries on the sutra's.
Buddhism clearly distinguished itself from the Vedic Hinduism or Brahmanism of those days.  Because non-violence (ahimsa) was adhered to, Buddhists did not want to have anything to do with animal sacrifices. Furthermore, the caste system was ignored and even refuted.  Reincarnation and karma, however, remained leading principles.  Every act has its cause and effect, and every being is involved in the cycle of life and death according to its previous acting. 
Then again contrary to Hindu philosophy, Buddhism denies the existence of any independant I, ego or soul (atman) and even any thing or 'being' to exist independantly or statically, by itself in a stand-still non-process situation.  Nothing has an independant substantial or static unchanging existence.  About this true nature of things, having a. no-soul (anatman) and b. no-permanence (anitya) (we) ordinary living beings are ignorant. The 'reality' we live in is relative, a matter of illusory perception and inadequate conceptualization. This lack of insight is responsible for a third basic characteristic of existance: c. suffering (dukkha).
Now, this is at the same time the first of the famous 'four noble truths': 1e  life is suffering (dukkha); 2e the cause of suffering, i.e: desire (trishna) (or attachment, hatred and ignorance (avidya)); 3e the possibility to stop suffering by stopping the cause, and reach a state beyond life and death, called nirvana (extinction); 4e the 'eightfold path', eight rules of ethics and meditation leading to enlightenment (bodhi), a superior spiritual level which is a condition to enter nirvana.  

In this first developmental stage of Buddhism, the way of living according to immaculate ethics and mental development through meditation is only possible for monks.  Their pursuit of the highest wisdom is an individual one and is called the ideal of the arhat, the ‘worthy’enlightened monk bound to enter nirvana.  Generally, it will take countless rebirths to reach this goal.  A lay person must wait longer, if only first for a rebirth leading to monkhood.  He or she takes 'refuge' in the 'triple gem' and should abide by the commandments of the panc sil (five seals): no killing, no stealing, no lying, no adultery, no intoxication.    
The expansion of the old (theravada) Buddhism takes place from the third century B.C. onwards.  The great emperor Ashoka spread the doctrine all over his North-Indian realm, and his successors of the Maurya dynasty exported it to Sri Lanka and from there to Southeast Asia, where it has survived to this day.  Theravadins only follow the original Pali-canon and venerate basically no other Buddha figure than the historical Buddha Shakyamuni.   

B)   Mahayana                    From the first century before the Christian era, new developments come up in the Buddhism of North India.  They can be related to cultural contacts, which in the time of the Kushana kings took place in the Northwestern part of the Indian subcontinent.  Influences are traced back to Central Asia, the Middle East and even Hellenistic culture.  Most remarkable is the subordination of the individualist arhat ideal, to the higher ideal of the bodhisattva, one who is to become a buddha.  A bodhisattva has vowed that after having attained enlightenment for himself, he will postpone his nirvana until all living beings can become Buddhas and enter nirvana.  In countless intermediate rebirths he is obliged to help and teach others on the path of the dharma.  Thus, a bodhisattva is the embodiment of compassion (karuna), the ethical core of Mahayana Buddhism, aiming for a future collective nirvana not only for mankind, but for all sentient beings together. 
Although the sangha remains of crucial importance, the Mahayana way to enlightenment is not restricted to monks.  Whoever cannot follow all the rules of the vinaya discipline, is not necessary excluded from attaining the highest level of wisdom, or from taking the bodhisattva vow.  Because everybody basically has access to the spiritual path and a collective nirvana for everyone is the highest goal, this new developmental phase in Buddhism is called mahayana, 'large vehicle'.  The new teachings are written in Sanskrit, which in the course of the centuries had taken the place of Pali in North India.  The most important mahayana texts are some 'miraculously discovered' new sutra's  They are not to replace, but simply to be added to the original tripitaka.[5]  Thus, the large vehicle is big hearted enough to take the individualist Theravada Buddhism into its fold, although from now on the latter is sometimes pejoratively called: hinayana, ‘small or lesser vehicle’. 
On the philosophical level of Mahayana Buddhism, nirvana is no longer considered a separate after-life condition  outside of this earthly vale of tears.  As a matter of fact, the relative reality of samsara (our suffering illusory existence of endless rebirth) and the absolute nirvana, are one and the same.  The highest spiritual and practical accomplishment of enlightenment is just to realize what is already there, a unification of opposites.  The path to this dialectical perfection of wisdom, this insight into the meta-conceptional emptiness (sunyatta), i.e. 'not this' and at the same time 'not that', as the fundamental nature of reality, is now open to everybody.    
One could say that nirvana has become more near to us, including the Buddha figures dwelling there.  The 'state' of nirvana is no longer reserved for the historical Buddha and his most favoured disciples.  In Mahayana imagination a Buddha of the past and one of the future are added, followed by 'celestial' meditation Buddhas and symbolic bodhisattva figures.  Some are thought to be residing in heavenly paradises, a kind of pre-nirvana abodes.  In religious practice they are all venerated and ritually treated as gods. 
It is only since the beginning of Mahayana Buddhism, that in art we encounter representations of Buddha figures as persons.  From the previous period only symbols have been found, such as the wheel of the dharma, the lotus of wisdom, a footprint of the Buddha, and the stupa relic container.  While in Theravada art only the image of the historical Buddha  Shakyamuni is represented, Mahayana art has been able to make use of a whole imaginary pantheon.
In the first four centuries of  the Christian era Mahayana Buddhism was spread throughout the whole of North India, and via the Silk Trade Routes, to Central and East Asia as well.  Because it has almost disappeared from India, it is sometimes called Northern Buddhism.
A large number of school have developed, each with their own teachers and philosophical emphasis as well as their own characteristic selection of texts, rituals and meditation methods. They are all considered mahayana buddhist. Some of the most influencial and characteristic developments are Pure Land Buddhism, Chan or Zen Buddhism and Tantrayana or tantric Buddhism.[6]
Pure land buddhism is a popular development in Chinese and Japanese Buddhism. Adherents try to enter a special kind of paradise by means of simply endlessly reciting a mantra. Already in early Mahayana Buddhism various Buddhas and bodhisattvas were imagined as residing in their own separate world of utter wisdom and moral purity, as a more concretely imaginable preamble to nirvana. The most well-known Pure Land is Sukhavati, the heavenly paradise of the Buddha Amitabha
Chan or Zen Buddhism is another development in Chinese and Japanese Buddhism, It abstains from intellectual discussion about scriptures and does not use complicated magical or devotional rituals. The direct way to enlightenment is through living daily life with full undiverted attention. The method Zen Buddhists use to realize this insight is the ritual perfectioning of ordinary acts, such as just sitting, but also walking. one of the Zen schools also uses the method of solving absurd anti-intellectual riddles. We find Zen Buddhism reflected in many art forms, such as tea-cereminy, gardening, brush painting, flower arrangement and the martial arts
Tantrayana or tantric Buddhism is doubtlessly the most peculiar and unconventional Mahayana Buddhist development. In the rest of this article this type of Buddhism receives some more attention and we shall see how it is in this form that Buddhism manifests itself most extremely as a religion.


C)    Tantrayana                 is also called vajrayana or mantrayana.  Tantrism is a movement which took place in the  religions of North India, both Hinduism and Buddhism, between the sixth and eleventh century A.D.  It involves the incorporation of magical and shamanic folk cults into the ‘higher’ institutionalized and scriptural religious traditions. And at the same time radical methods of meditation and extreme yoga systems are developed and transferred in strictly personal master-student relationships.  They offer the possibility to attain enlightenment directly, during this very life time.  The word tantra originally means 'texture' or 'network' and is said to refer to the insoluble ties of the master-student teaching tradition or, alternatively, to the interconnectedness of (opposite) things in this world.  Tantrism is ritualistic and esoteric. Meditation and yoga techniques are connected with extensive rituals of many kinds, often transmitted  secretly. Initiation, offering, atonement, purification and exorcism are among the many functions of various tantric rituals.  They make use of asanas (body postures), mudras (hand gestures), mantras (series of sounds) and mandalas (circular geometric representations).   Visualization is a very important element involving symbols that represent violence, sex and death.  Fierce images of protection deities with all sorts of weaponry keep evil forces away.  The sexual union symbolizes the unification of opposites and in some schools sexual rituals with an actual consort are  really practised as al literal yoga method.  Contact with and representation of death confronts us with impermanence, the transience of life in general and of this precious human form in particular. 
In tantrism, we find folk techniques of magicians and shamans used as methods of yoga and meditation in the Hindu and Buddhist pursuit of enlightenment.  By means tantric ritual yogins and monks can function als priests for the lay population and pursue enlightenment at the same time.
The imaginary world of more regional and local forms of religion is incorporated in Hindu and Buddhist world view and art. In Hinduism, tantric rituals are still practised in some of the mystic Shivaite traditions.  Mostly however, they have been eclipsed by other religious systems and movements.

Tantric Buddhism on the other hand, has become widely known, especially its Tibetan variety. Like some other Central- and also East-Asian countries, Tibet had had its first contacts with tantric Buddhism before, but its lasting introduction came from the eleventh century onwards.  In that period Buddhism disappeared from the plains of North India for not entirely known reasons. There have been devastating Muslim invasions and a vehement revival of  Brahmanism. The Buddhist sangha has always been very conspicuous by the outfit they have vowed to wear and their monasteries have often developed into strongholds and treasure houses with major political allegiances. In short, once they become a target, they are easy be hit and maybe even destroyed. And the sangha as one of the three jewels of Buddhism, is said also to be one of the fundamental conditions of its survival. Be it for one reason or another, monks and tantric teachers probably fled into the Himalayan mountains and  found refuge in Tibet.  In the meantime, their methods were written down and these ritual scriptures are also called tantras.  Like nearly every Indian Buddhist text, these were from now on diligently translated from Sanskrit into Tibetan.  In no other language has so much of the Buddhist canon been recorded as in Tibetan.  In the isolated barren country of nomads with their animistic world view, the tantric methods and rituals hit fertile ground.  They became popular by mixing once again with native traditions of magic and shamanism.  Buddhist monks managed to take over the function of local priests and in temples and monasteries executed rituals for the welfare of the entire community.  The lay population not only donated for the basic livelihood of monks as enlightenment heroes, but also paid them as specialists in performing magical rituals to control evil forces.  The sangha appropriated an important economic and political role as well, and an unprecedented rise of monasticism took place in Tibet.  In this way, the very special Tibetan type of Buddhism came up, with its many kinds of religious specialists and its peerless ritualism, artistic wealth, various monastic orders and theocratic government.  Tibetan Buddhism at present is one of the most vital forms of Mahayana Buddhism, in which tantric rites of varying complexity determine the daily religious life of monks as well as lay men and women.

Unique is the very literal Tibetan interpretation of the bodhisattva concept.  On account of this, hundreds of holy [7]persons are venerated as a kind of 'living Buddhas'.  The most important religious teachers, who have often occupied the leading positions in the monasteries and even in the national government, are regarded as concretely reincarnating enlightened beings, tulku, 'emanation body'.  'Technically', the idea is linked with the older mahayana theory of the trikaya, 'three bodies' or levels of abstraction where the enlightened can manifest themselves: the dharmakaya or absolute,  the sambhogakaya or symbolic,  and the nirmanakaya or concrete historical personages.  Tibetan tulku are the latter and given the honorific title of Rimpoche (Great Precious).  After their death, a rebirth is searched for and almost always found and educated to take over the religious and political function of his predecessor.  The Dalai Lama is the most well-known of these reincarnating figures.  Because of the dramatic developments in Chinese Tibet since 1959, the present Dalai Lama, the fourteenth in succession, is living in Northwest India.  Formally, he is the incarnation of the  bodhisattva Avalokiteshvara, supreme symbol of compassion.  As the political leader of the Tibetan government in exile, the present Dalai Lama's embodiment of the ethics of compassion was publicly recognized with the award of the Nobel Peace Prize in 1989.  Very strategically, he has already announced that his rebirth will not be in Tibet, but in one of the Tibetan refugee communities in Nepal or India.

Buddhism as a Religion 
After this summary, I want to again raise the question of whether we can speak of Buddhism as a religion or not.  This old topic is still relevant, since it gives us the opportunity to state our conception of religion and reiterate some important aspects of the previous resumé.  The denial that Buddhism is a religion is based on  a) common dictionary definitions of religion, which focus on 'supernatural power or being(s)', and  b) a very limited conception of Buddhism.  In social science there has been an extensive discussion about how to define religion.[8]  Leaving this discussion aside, I simply want to present and use the following eclectically composed working definition as a point of departure.

Religion is a 'cultural system' of ideas, symbols and actions, relating to interaction with a non-empirical reality.  The system is maintained and made accessible by specialized persons. Social values and norms and political positions of power are connected with this system.[9]

Now, let us reconsider which aspects of the historical and theoretical developments of Buddhism fit into the above definition.  Surely, what we know of the oldest form of Buddhism is that its doctrine is built on some very rational philosophical points of departure, such as the anatta and  anicca premises and the 'four noble truths'.  The latter are ordered logically according to the medical diagnostic-therapeutic pattern: determine the ailment, search for the cause, see if you can stop the cause and finally determine how to stop the cause. On the other hand the concepts of enlightenment and nirvana, let alone rebirth are not particularly ‘empirical’. Moreover,  in the oldest pali-texts gods, godesses and all kinds of supernatural beings (deva, devi, devta) as they were commonly believed in North India of those days, figure repeatedly. The Buddha is told to have to have had several meetings with them, although admittedly in his teachings they are attributed a rather inferior position. Gods, like other sentient beings are placed within the circle of life and death, and the idea of a creating godhead is ignored.[10] 
 
However, what do we really know about the beliefs and practices of the Buddhists of those early days and is their original doctrine really that rational?  What we do know, is that nowadays the majority of  Buddhist men and women in the street and in the field and also the sangha members in the monastery have a firm belief in the unprovable factualness of their own rebirth.  Moreover, they are fully convinced of the realness of enlightenment and nirvana and of the supra-normal existence in that state, of one or more Buddhas. 
In all developmental phases of Buddhism as they are still represented by the branches of Buddhism in today's world, the image of the Buddha is venerated through acts of symbolic communication.  No matter how little we know about the Buddha's lifetime and the first centuries after, it cannot be denied that since then the person of the Buddha has become deified.  In Mahayana Buddhism this god-man Buddha has multiplied and obtained a retinue of old as well as new attendant deities and/or bodhisattvas.  Ultimately in the Tantrayana and especially in the Tibetan form of Buddhism, so many 'real' gods and ghosts and demons are added, that here the world's most extensive living pantheon has been created, to speak nothing of the multitude of symbols and rituals to interact with it.
Moreover, as in any of the world religions, it is notably clear in Tibetan Buddhism, that we can speak of a religious complex, in which the dominant religious movement has incorporated one or more others, including the deities and accompanying rituals.
In all its phases, currents or types, Buddhism is inextricably interwoven with the rest of society.  The ethical aspect is inherent in the commandments of the 'eightfold path' and the 'five seals' and is firmly founded in the 'karmic' rebirth-retribution principle and in the duty of 'giving to the triple gem', the maintenance and the exemplary role of the sangha.  In Mahayana Buddhism it is true that the way to enlightenment is not restricted to monkhood anymore, but all the more stress is given to compassion and the togetherness of all living beings.  Buddhism has known  its greatest periods of expansion by means of close ties between the sangha and worldly power.  The social role and power position of monks and other religious specialists and the place of monastic institutions in political and economic life in all periods of history of all Buddhist societies can be easily demonstrated.
Our summary of its main developments shows clearly that Buddhism itself has also been subject to change.  Its systems of beliefs, images and rituals have changed and expanded and still are in  processes of transformation.  Like any religion in the history of ideology and society at large, Buddhism has in some times been the foundation of values supporting the status quo, whereas in other periods it has been subject to persecution or has provided the ideological basis of freedom struggle and independence movements.  The present case of Tibet is an example of the latter.  

The rational aspects on the philosophical level and the atheistic character of its original canon seem to give Buddhism the position of a relative outsider among other religions.   Maybe this rationalism is part of what makes Buddhism attractive to Western intellectuals.  And maybe that is why they are inclined to emphasize this part.  What I have tried to demonstrate is that we must not confuse the comparatively rational philosophy or even the original teachings of the Buddha, with Buddhism as a whole cultural system and a social phenomenon.  Buddhism encompasses so much more than its written doctrine, that according to our working definition, it must definitely be called a religion.[11]

Literature:
Baal, J.van, 1985: Symbols for Communication. An introduction to the anthropological study of religion  (V.Gorcum,
                Assen)
Banton, Michael (ed), 1966: Anthropological Approaches to the Study of Religion (Tavistock, London)
Bechert, H. & R. Gombrich (eds.), 1984: The World of Buddhism (Thames & Hud­son, London)
Bell, Catherine, 1997 : Ritual, perspectives and dimensions (NewYork/Oxford, Oxford Univ. Press)
Buswell, Robert E., 2004: Encyclopedia of Buddhism. (2 vols) (Mc Millan/Thomson, New York)
Dürkheim, E. 1912: Les Formes Elémentaires de la Vie Religieuze (PUF 1960, Paris). (Short Engl. transl. in Lambek,             2002, p. 34-49)
Ekvall, R.K., 1964: Religious Observances in Tibet, patterns and functions (Univ. of Chicago Press)
Feuchtwang, Stephan: 'Investigating Religion', in: Bloch, M.(ed.), 1975: Marxist Analysis and Social Anthropology.
                (Malaby, London)
Geertz, Clifford: 'Religion as a Cultural System', in: Banton, 1966, p.1-46 en: Lambek, 2002, p.61-82.
Keown, Damien, 2003: Dictionary of Buddhism (Oxford Univ. Press, New York)
Lambek, Michael (ed.), 2002: A Reader in the Anthropology of Religion (Blackwell, Malden)
Morris, Brian, 1987: Anthropological Studies of Religion. An introductory text (Cambridge Univ. Press)
Robinson, Richard H. & Willard L. Johnson, 1997: The Buddhist Religion: a historical introduction (4th ed: Wadsworth,
                Belmont)
Samuel, Geoffrey, 1993: Civilized Shamans. Buddhism in Tibetan Societies  (Smit­hsonean, Washington DC)
Schumann, H.W., 1982: Der Historische Buddha (Diederichs; Eng. vert. 1989 Arkana, Penguin, London)
Smart, N. (ed.), 1999: Atlas of the World's Religions (Calmann&King; NL.ed.2000: Wereldatlas van Religies          (Könemann,
                Keulen))
Spiro, M.E.: 'Religion: Problems of Definition and Explanation', in Banton 1966, p.85-125
Trainor, Kevin, 2002: Buddhism: The Illustrated Guide (Duncan Baird, London; NL. ed.2002 Boeddhisme. Het    Geïllustreerde                 Standaardwerk (Spectrum, Utrecht)
Vernon, Glenn M., 1962: Sociology of Religion (McGraw-Hill, New York)


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[1] The other great world religions are Christianity with 1.966, Islam with 1.179, Hinduism with 767 million adherents, i.e. consecutively: 35, 21 and 14 % of the world population (cf: Smart, 1999, p. 12-13, 66).

[2] Already Emile Durkheim (1858-1917) founding father of sociology, was so impressed by the atheism of Buddhism and some other Indian religions, that he came up with the dichotomy "sacré-profane" as crucial element in his definition of religion (1912/'60, p. 41-49, 65).

[3] The terms Hindu and Hinduism were adopted by the British from their Muslim colonial predecessors. They served to subsume everything religious surviving in India apart from Islam, under a common denominator, except clear-cut movements such as Buddhism and Jainism. In fact their use is not very apt for these early times, where the indicate something like ‘Vedic religion’ or Brahmanism with caste division and rituals performed by brahmins.

[4] In order to prevent confusion, I have used the  more common Sanskrit version of Buddhist terms (unless mentioned differently)
[5] Well known mahayana sutra’s are: the nirvana sutra, the ‘lotus’ sutra, the prajna paramita (perfection of wisdom) sutras, (a.o. the ‘diamond’ sutra and the ‘heart’ sutra), the lankavatara sutra, the avatamsaka sutra,  yogacharya sutra’s and finally the pure land sutras.

[6] To mention (apart from the old theoretical-philosophical ones) a few well known separate schools: Tien-t’ai in China and Japan (Tendai); in Japan Shingon and the Zen schools Soto en Rinzai, the Pure Land schools Jodo shu and Jodo shin shu, and the ‘modern’ Nichiren school; in Tibetan buddhism four Buddhist schools stand out: Ningmapa, Sakyapa, Kagyudpa en Gelugpa, whereas            


[8] Cf: Morris, 1987;  Baal, 1985;  Beek, 1982;  Feuchtwang, 1975;  Banton, 1966;  Vernon, 1962.

[9] In this definition I have preferred the more general term interaction, but would not mind Jan van Baal’s more  specific concept of ‘symbolic communication’ (Cf.Baal, 1985). The same goes for ‘non-verifiable’, ‘transcendent’ of ‘supernatural’ as alternatives for  my pfererance for ‘non-empirical’ to specify the reality of religion. Furthermore I agree with Clifford Geertz' view on religion as a cultural system of symbols, and with  Stephan Feuchtwang’s emphasis on the relatedness of systems and on change. (cf. Geertz in Banton,1966, and cf. Feuchtwang in Bloch,1975).
[10] Cf: Trainor, 2002, p. 28-35 en p. 122-123

[11] I owe quite a few things to Melford Spiro.  To begin with the term 'interaction' in my definition.  Moreover, Spiro also shows how even Theravada's atheism is disputable.  And last but not least, he already pointed out the fundamental mistake of "confusing a philosophical school with the belief and behaviour of a religious community"! (Spiro in Banton 1966, p. 93)












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